Network Working Group R. Rivest Internet-Draft MIT CSAIL Intended status: Informational D. Eastlake Expires: 8 May 2025 Independent 4 November 2024 Simple Public Key Infrastructure (SPKI) S-Expressions draft-rivest-sexp-12 Abstract This memo specifies the data structure representation that was devised to support Simple Public Key Infrastructure (SPKI, RFC 2692) certificates with the intent that it be more widely applicable. It has been and is being used elsewhere. There are multiple implementations in a variety of programming languages. Uses of this representation are referred to in this document as "S-expressions". This memo makes precise the encodings of these SPKI S-expressions: it gives a "canonical form" for them, describes two "transport" representations, and also describe an "advanced" format for display to people. Status of This Memo This Internet-Draft is submitted in full conformance with the provisions of BCP 78 and BCP 79. Internet-Drafts are working documents of the Internet Engineering Task Force (IETF). Note that other groups may also distribute working documents as Internet-Drafts. The list of current Internet- Drafts is at https://datatracker.ietf.org/drafts/current/. Internet-Drafts are draft documents valid for a maximum of six months and may be updated, replaced, or obsoleted by other documents at any time. It is inappropriate to use Internet-Drafts as reference material or to cite them other than as "work in progress." This Internet-Draft will expire on 8 May 2025. Copyright Notice Copyright (c) 2024 IETF Trust and the persons identified as the document authors. All rights reserved. This document is subject to BCP 78 and the IETF Trust's Legal Provisions Relating to IETF Documents (https://trustee.ietf.org/ license-info) in effect on the date of publication of this document. Rivest & Eastlake Expires 8 May 2025 [Page 1] Internet-Draft SPKI S-Expressions November 2024 Please review these documents carefully, as they describe your rights and restrictions with respect to this document. Code Components extracted from this document must include Revised BSD License text as described in Section 4.e of the Trust Legal Provisions and are provided without warranty as described in the Revised BSD License. Table of Contents 1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . 3 1.1. Uses of S-Expressions . . . . . . . . . . . . . . . . . . 4 1.2. Formalization . . . . . . . . . . . . . . . . . . . . . . 5 1.3. Historical Note . . . . . . . . . . . . . . . . . . . . . 5 1.4. Conventions Used in This Document . . . . . . . . . . . . 5 2. S-expressions -- informal introduction . . . . . . . . . . . 5 3. Character set . . . . . . . . . . . . . . . . . . . . . . . . 6 4. Octet-string representation types . . . . . . . . . . . . . . 7 4.1. Verbatim representation . . . . . . . . . . . . . . . . . 7 4.2. Quoted-string representation . . . . . . . . . . . . . . 8 4.3. Token representation . . . . . . . . . . . . . . . . . . 9 4.4. Hexadecimal representation . . . . . . . . . . . . . . . 10 4.5. Base-64 representation of octet-strings . . . . . . . . . 10 4.6. Display-hint . . . . . . . . . . . . . . . . . . . . . . 11 4.7. Comparison of octet-strings . . . . . . . . . . . . . . . 12 5. Lists . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12 6. S-expression representation types . . . . . . . . . . . . . . 13 6.1. Base-64 representation of S-expressions . . . . . . . . . 13 6.2. Canonical representation . . . . . . . . . . . . . . . . 14 6.3. Basic transport representation . . . . . . . . . . . . . 14 6.4. Advanced transport representation . . . . . . . . . . . . 15 7. ABNF of the syntax . . . . . . . . . . . . . . . . . . . . . 15 7.1. ABNF for advanced transport . . . . . . . . . . . . . . . 15 7.2. ABNF for canonical . . . . . . . . . . . . . . . . . . . 16 7.3. ABNF for basic transport . . . . . . . . . . . . . . . . 17 8. Restricted S-expressions . . . . . . . . . . . . . . . . . . 17 9. In-memory representations . . . . . . . . . . . . . . . . . . 17 9.1. List-structure memory representation . . . . . . . . . . 18 9.2. Array-layout memory representation . . . . . . . . . . . 18 9.2.1. Octet-string . . . . . . . . . . . . . . . . . . . . 18 9.2.2. Octet-string with display-hint . . . . . . . . . . . 19 9.2.3. List . . . . . . . . . . . . . . . . . . . . . . . . 19 10. Security Considerations . . . . . . . . . . . . . . . . . . . 19 11. IANA Considerations . . . . . . . . . . . . . . . . . . . . . 20 12. Normative References . . . . . . . . . . . . . . . . . . . . 20 13. Informative References . . . . . . . . . . . . . . . . . . . 20 Appendix A. Implementations . . . . . . . . . . . . . . . . . . 23 Appendix B. Change History . . . . . . . . . . . . . . . . . . . 23 B.1. -00 Changes . . . . . . . . . . . . . . . . . . . . . . . 23 B.2. Changes from -00 to -01 . . . . . . . . . . . . . . . . . 24 Rivest & Eastlake Expires 8 May 2025 [Page 2] Internet-Draft SPKI S-Expressions November 2024 B.3. Changes from -01 to -02 . . . . . . . . . . . . . . . . . 24 B.4. Changes from -02 to -03 . . . . . . . . . . . . . . . . . 24 B.5. Changes from -03 to -04 . . . . . . . . . . . . . . . . . 24 B.6. Changes from -04 to -05 . . . . . . . . . . . . . . . . . 25 B.7. Changes from -05 to -06 . . . . . . . . . . . . . . . . . 25 B.8. Changes from -06 to -07 . . . . . . . . . . . . . . . . . 25 B.9. Changes from -07 to -08 . . . . . . . . . . . . . . . . . 26 B.10. Changes from -08 to -09 . . . . . . . . . . . . . . . . . 26 B.11. Changes from -09 to -10 . . . . . . . . . . . . . . . . . 26 B.12. Changes from -10 to -12 . . . . . . . . . . . . . . . . . 26 Acknowledgements . . . . . . . . . . . . . . . . . . . . . . . . 26 Contributors . . . . . . . . . . . . . . . . . . . . . . . . . . 27 Authors' Addresses . . . . . . . . . . . . . . . . . . . . . . . 27 1. Introduction This memo specifies the data structure representation that was devised to support Simple Public Key Infrastructure (SPKI) [RFC2692] certificates with the intent that it be more widely applicable (see Section 1.3, History). It is suitable for representing arbitrary, complex data structures and has been and is being used elsewhere. Uses of this representation herein are referred to as "S-expressions". This memo makes precise the encodings of these SPKI S-expressions: it gives a "canonical form" for them, describes two "transport" representations, and also describe an "advanced" format for display to people. There are multiple implementations of S-expressions in a variety of programming languages including Python, Ruby, and C (see Appendix A). These S-expressions are either byte-strings ("octet-strings") or lists of simpler S-expressions. Here is a sample S-expression: (snicker "abc" (#03# |YWJj|)) It is a list of length three containing the following: * the octet-string "snicker" * the octet-string "abc" * a sub-list containing two elements: the hexadecimal constant #03# (which represents a one octet long octet-string with the value of that octet being 0x03) and the base-64 constant |YWJj| (which represents the same octet-string as "abc") This document specifies how to construct and use these S-expressions. Rivest & Eastlake Expires 8 May 2025 [Page 3] Internet-Draft SPKI S-Expressions November 2024 The design goals for S-expressions were as follows: generality: S-expressions should be good at representing arbitrary data. readability: It should be easy for someone to examine and understand the structure of an S-expression. economy: S-expressions should represent data compactly. transportability: S-expressions should be easy to transport over communication media (such as email) that are known to be less than perfect. flexibility: S-expressions should make it relatively simple to modify and extend data structures. canonicalization: It should be easy to produce a unique "canonical" form of an S-expression, for digital signature purposes. efficiency: S-expressions should admit in-memory representations that allow efficient processing. Implementors of new applications and protocols may wish to consider potential alternative representations to SPKI S-expressions such as [XML], CBOR [RFC8949], or JSON [RFC7159]. 1.1. Uses of S-Expressions The S-expressions specified herein are in active use today between GnuPG [GnuPG] and Ribose's RNP [Ribose]. Ribose has implemented C++ software to compose and parse these S-expressions [RNPGP_SEXPP]. The GNU software is here [Libgcrypt] and there are other implementations (see Appendix A). They are used or referenced in the following RFCs: * [RFC2693] for [SPKI] * [RFC3275] XML-Signature Syntax and Processing In addition, S-Expressions are the inspiration for the encodings in other protocols. For example, [RFC3259] or Section 6 of [CDDLfreezer]. Rivest & Eastlake Expires 8 May 2025 [Page 4] Internet-Draft SPKI S-Expressions November 2024 1.2. Formalization An Internet Draft [formal] has been posted showing a formal model of SPKI S-Expressions and which formally demonstrates that the examples and ABNF in this document are correct. 1.3. Historical Note The S-expressions described here were originally developed for "SDSI" (the Simple Distributed Security Infrastructure by Lampson and Rivest [SDSI]) in 1996, although their origins date back to McCarthy's [LISP] programming language. They were further refined and improved during the merger of SDSI and SPKI [SPKI] [RFC2692] [RFC2693] during the first half of 1997. S-expressions are more readable and flexible than, Bernstein's "net-strings" [BERN], which were developed contemporaneously. | Although a specification was made publicly available as a file | named draft-rivest-sexp-00.txt on 4 May 1997, that file was | never actually submitted to the IETF. This document is a | clarified and modernized version of that document. 1.4. Conventions Used in This Document The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED", "NOT RECOMMENDED", "MAY", and "OPTIONAL" in this document are to be interpreted as described in BCP 14 [RFC2119] [RFC8174] when, and only when, they appear in all capitals, as shown here. 2. S-expressions -- informal introduction Informally, an S-expression is either: * an octet-string, or * a finite list of simpler S-expressions. An octet-string is a finite sequence of eight-bit octets. There may be many different but equivalent ways of representing an octet-string abc -- as a token "abc" -- as a quoted string #616263# -- as a hexadecimal string 3:abc -- as a length-prefixed "verbatim" encoding |YWJj| -- as a base-64 encoding of the octet-string "abc" Rivest & Eastlake Expires 8 May 2025 [Page 5] Internet-Draft SPKI S-Expressions November 2024 The above encodings are all equivalent in that they all denote the same octet-string. Details of these encodings are given below, and how to give a "display type" to a simple-string is also described in Section 4.6. A list is a finite sequence of zero or more simpler S-expressions. A list is represented by using parentheses to surround the sequence of encodings of its elements, as in: (abc (de #6667#) "ghi jkl") As can be seen, there is variability possible in the encoding of an S-expression. In some applications, it is desirable to standardize or restrict the encodings; in other cases, it is desirable to have no restrictions. The following are the target cases these S-expressions aim to handle: * a "transport" or "basic" encoding for transporting the S-expression between computers. * a "canonical" encoding, used when signing the S-expression. * an "advanced" encoding used for input/output to people. * an "in-memory" encoding used for processing the S-expression in the computer. In this document, related encoding techniques for each of these uses are provided. 3. Character set This document specifies encodings of S-expressions. Except when giving "verbatim" encodings, the character set used is limited to the following characters in ASCII [RFC0020]: Alphabetic: A B ... Z a b ... z Numeric: 0 1 ... 9 Whitespace: space, horizontal tab, vertical tab, form-feed carriage-return, line-feed The following graphics characters, which are called "pseudo- alphabetic" in this document: Rivest & Eastlake Expires 8 May 2025 [Page 6] Internet-Draft SPKI S-Expressions November 2024 - hyphen or minus . period / slash _ underscore : colon * asterisk + plus = equal The following graphics characters, which are "reserved punctuation": ( left parenthesis ) right parenthesis [ left bracket ] right bracket { left brace } right brace | vertical bar # number sign " double quote & ampersand \ backslash The following characters are unused and unavailable, except in "verbatim" and "quoted string" encodings: ! exclamation point % percent ^ circumflex ~ tilde ; semicolon ' apostrophe , comma < less than > greater than ? question mark 4. Octet-string representation types This section describes in detail the ways in which an octet-string may be represented. Recall that an octet-string is any finite sequence of octets, and that an octet-string may have length zero. 4.1. Verbatim representation A verbatim encoding of an octet-string consists of three parts: Rivest & Eastlake Expires 8 May 2025 [Page 7] Internet-Draft SPKI S-Expressions November 2024 * the length (number of octets) of the octet-string, given in decimal, most significant digit first, with no leading zeros. * a colon ":" * the octet-string itself, verbatim. There are no blanks or whitespace separating the parts. No "escape sequences" are interpreted in the octet-string. This encoding is also called a "binary" or "raw" encoding. Here are some sample verbatim encodings: 3:abc 7:subject 4:::": 12:hello world! 10:abcdefghij 0: 4.2. Quoted-string representation The quoted-string representation of an octet-string consists of: * an optional decimal length field * an initial double-quote (") * the octet-string with the "C" programming language [C] escape conventions (\n, etc.) * a final double-quote (") The specified length is the length of the resulting string after any backslash escape sequences have been converted to the octet value they denote. The string does not have any "terminating NULL" that [C] includes, and the length does not count such an octet. The length is optional. The escape conventions within the quoted string are as follows (these follow the "C" [C] programming language conventions, with an extension for ignoring line terminators of just CR, LF, CRLF, or LFCR and more restrictive octal and hexadecimal value formats): Rivest & Eastlake Expires 8 May 2025 [Page 8] Internet-Draft SPKI S-Expressions November 2024 \a -- audible alert (bell) \b -- backspace \t -- horizontal tab \v -- vertical tab \n -- new-line \f -- form-feed \r -- carriage-return \" -- double-quote \' -- single-quote \? -- question mark \\ -- back-slash \ooo -- character with octal value ooo (all three digits MUST be present) \xhh -- character with hexadecimal value hh (both digits MUST be present) \ -- causes carriage-return to be ignored. \ -- causes linefeed to be ignored. \ -- causes CRLF to be ignored. \ -- causes LFCR to be ignored. Here are some examples of quoted-string encodings: "subject" "hi there" 7"subject" "\xFE is the same octet as \376" 3"\n\n\n" "This has\n two lines." "This has \ one line." "" 4.3. Token representation An octet-string that meets the following conditions may be given directly as a "token": * it does not begin with a digit; * it contains only characters that are: alphabetic (upper or lower case), numeric, or one of the following eight "pseudo-alphabetic" punctuation marks: - . / _ : * + = * it is length 1 or greater. Rivest & Eastlake Expires 8 May 2025 [Page 9] Internet-Draft SPKI S-Expressions November 2024 Note: Upper and lower case are not equivalent. A token may begin with punctuation, including ":". Here are some examples of token representations: subject not-before :=.. class-of-1997 //example.net/names/smith * 4.4. Hexadecimal representation An octet-string may be represented with a hexadecimal encoding consisting of: * an (optional) decimal length of the octet-string * a sharp-sign "#" * a hexadecimal encoding of the octet-string, with each octet represented with two hexadecimal digits, most significant digit first. There MUST be an even number of such digits. * a sharp-sign "#" There may be whitespace inserted in the midst of the hexadecimal encoding arbitrarily; it is ignored. It is an error to have characters other than whitespace and hexadecimal digits. Here are some examples of hexadecimal encodings: #616263# -- represents "abc" 3#616263# -- also represents "abc" # 616 263 # -- also represents "abc" ## -- represents the zero-length string 4.5. Base-64 representation of octet-strings An octet-string may be represented in a base-64 encoding [RFC4648] consisting of: * an (optional) decimal length of the octet-string * a vertical bar "|" Rivest & Eastlake Expires 8 May 2025 [Page 10] Internet-Draft SPKI S-Expressions November 2024 * the base-64 [RFC4648] encoding of the octet-string. * a final vertical bar "|" Base-64 encoding produces four characters of output for each three octets of input. If the length of the input divided by three leaves a remainder of one or two, it produces an output block of length four ending in two or one equals signs, respectively. These equals signs MUST be included on output but input routines MAY accept inputs where one or two equals signs are dropped. Whitespace inserted in the midst of the base-64 encoding is ignored. It is an error to have characters other than whitespace and base-64 characters. Here are some examples of base-64 encodings: |YWJj| -- represents "abc" | Y W J j | -- also represents "abc" 3|YWJj| -- also represents "abc" |YWJjZA==| -- represents "abcd" |YWJjZA| -- also represents "abcd" || -- represents the zero-length string Note the difference between this base-64 encoding of an octet-string using vertical bars ("| |") and the base-64 encoding of an S-expression using curly braces ("{ }") in Section 6.1. 4.6. Display-hint The purposes of a display-hint is to provide information on how to display an octet-string to a user. It has no other function. Many of the MIME [RFC2046] types work here. A display-hint is an octet-string representation surrounded by square brackets. There may be whitespace separating the display hint octet- string from the surrounding brackets. Any of the legal octet-string representations may be used for the display-hint string but a display-hint may not be applied to a display-hint string, that is, display-hints may not be nested. Every octet-string representation is either preceded by a single display-hint or not so preceded. There may be whitespace between the close square bracket and the octet-string to which the hint applies. Here are some examples of display-hints: Rivest & Eastlake Expires 8 May 2025 [Page 11] Internet-Draft SPKI S-Expressions November 2024 [image/gif] [charset=unicode-1-1] [ text/richtext ] ["text/plain; charset=iso-8859-1"] [application/postscript] [application/octet-stream] [audio/basic] ["http://example.com/display-types/funky.html"] An octet-string that has no display-hint may be considered to have a MIME [RFC2046] type specified by the application or use. In the absence of such a specification, the default is as follows: "text/plain; charset=iso-8859-1" When an S-Expression is being encoded in one of the representations described in Section 6, any display-hint present is included. If a display-hint is the default, it is not suppressed nor is the default display-hint included in the representation for an octet-string without a display-hint. 4.7. Comparison of octet-strings It is RECOMMENDED that two octet-strings be considered equivalent for most computational and algorithmic purposes if and only if they have the same display-hint and the same data octet-strings. However, a particular application might need a different criterion. For example, it might ignore the display hint on comparisons. Note that octet-strings are "case-sensitive"; the octet-string "abc" is not equal to the octet-string "ABC". An octet-string without a display-hint may be compared to another octet-string (with or without a display hint) by considering it as an octet-string with the default display-hint specified for the applications or, in the absence of such specification, the general default display-hint specified in Section 4.6 . 5. Lists Just as with octet-strings, there are variations in representing a list. Whitespace may be used to separate list elements, but they are only required to separate two octet-strings when otherwise the two octet-strings might be interpreted as one, as when one token follows another. To be precise, an octet-string represented as a token (Section 4.3) MUST be separated by whitespace from a following token, verbatim representation, or any of the following if they are prefixed with a length: quoted-string, hexadecimal, or base-64 representation. Rivest & Eastlake Expires 8 May 2025 [Page 12] Internet-Draft SPKI S-Expressions November 2024 Also, whitespace may follow the initial left parenthesis, or precede the final right parenthesis of a list. Here are some examples of encodings of lists: (a bob c) ( a ( bob c ) ( ( d e ) ( e f ) ) ) (11:certificate(6:issuer3:bob)(7:subject5:alice)) (|ODpFeGFtcGxlIQ==| "1997" murphy 3:XC+) () 6. S-expression representation types There are three "types" of representation: * canonical * basic transport * advanced transport The first two MUST be supported by any implementation; the last is OPTIONAL. As part of basic representation, the base-64 [RFC4648] representation of an S-expression may be used as described in Section 6.1. 6.1. Base-64 representation of S-expressions An S-expression may be represented in a base-64 encoding [RFC4648] consisting of: * an opening curly brace "{" * the base-64 [RFC4648] encoding of the S-expression. * a final closing curly brace "}" Base-64 encoding produces four characters of output for each three octets of input. If the length of the input divided by three leaves a remainder of one or two, it produces an output block of length four ending in two or one equals signs, respectively. These equals signs MUST be included on output but input routines MAY accept inputs where one or two equals signs are dropped. Rivest & Eastlake Expires 8 May 2025 [Page 13] Internet-Draft SPKI S-Expressions November 2024 Whitespace inserted in the midst of the base-64 encoding, after the opening curly brace, or before the closing curly brace is ignored. It is an error to have characters other than whitespace and base-64 characters. Note the difference between this base-64 encoding of an S-expression using curly braces ("{ }") and the base-64 encoding of an octet- string using vertical bars ("| |") in Section 4.5. 6.2. Canonical representation This canonical representation is used for digital signature purposes and transport over channels not sensitive to specific octet values. It is uniquely defined for each S-expression. It is not particularly readable, but that is not the point. It is intended to be very easy to parse, to be reasonably economical, and to be unique for any S-expression. (See [CANON].) The "canonical" form of an S-expression represents each octet-string in verbatim mode, and represents each list with no blanks separating elements from each other or from the surrounding parentheses (see also Section 7.2). Here are some examples of canonical representations of S-expressions: (6:issuer3:bob) (4:icon[12:image/bitmap]9:xxxxxxxxx) (7:subject(3:ref5:alice6:mother)) 10:foo)]}>bar 0: 6.3. Basic transport representation There are two forms of the "basic transport" representation: * the canonical representation * an [RFC4648] base-64 representation of the canonical representation, surrounded by braces (see Section 6.1). The basic transport representations (see Section 7.3) are intended to provide a universal means of representing S-expressions for transport from one machine to another. The base-64 encoding would be appropriate if the channel over which the S-expression is being sent might be sensitive to octets of some special values, such as an octet of all zero bits (NULL) or an octet of all one bits (DEL), or the channel is sensitive to "line length" such that occasional line terminating whitespace is needed. Rivest & Eastlake Expires 8 May 2025 [Page 14] Internet-Draft SPKI S-Expressions November 2024 Here are two examples of an S-expression represented in basic transport mode: (1:a1:b1:c) {KDE6YTE6YjE 6Yyk= } The second example above is the same S-expression as the first encoded in base-64. 6.4. Advanced transport representation The "advanced transport" representation is intended to provide more flexible and readable notations for documentation, design, debugging, and (in some cases) user interface. The advanced transport representation allows all of the octet-string representation forms described above in Section 4: quoted strings, base-64, hexadecimal, tokens, representations of strings with omitted lengths, and so on. (See Section 7.1). 7. ABNF of the syntax ABNF is the Augmented Backus-Naur Form for syntax specifications as defined in [RFC5234]. The ABNF for advanced representation of S-expressions is given first and the basic and canonical forms derived therefrom. The rule names below in all capital letters are defined in Appendix B.1 of [RFC5234]. 7.1. ABNF for advanced transport sexp = *whitespace value *whitespace whitespace = SP / HTAB / vtab / CR / LF / ff vtab = %x0B ; vertical tab ff = %x0C ; form feed value = string / ("(" *(value / whitespace) ")") string = [display] simple-string display = "[" *whitespace simple-string *whitespace "]" *whitespace simple-string = verbatim / quoted-string / token / hexadecimal / Rivest & Eastlake Expires 8 May 2025 [Page 15] Internet-Draft SPKI S-Expressions November 2024 base-64 verbatim = decimal ":" *OCTET ; the length followed by a colon and the exact ; number of OCTETs indicated by the length decimal = %x30 / (%x31-39 *DIGIT) quoted-string = [decimal] DQUOTE *(printable / escaped) DQUOTE printable = %x20-21 / %x23-5B / %x5D-7E ; All US-ASCII printable but double-quote and ; backslash escaped = backslash (%x3F / %x61 / %x62 / %x66 / %x6E / %x72 / %x74 / %x76 / DQUOTE / quote / backslash / 3(%x30-37) / (%x78 2HEXDIG) / CR / LF / (CR LF) / (LF CR)) backslash = %x5C quote = %x27 ; single quote token = (ALPHA / simple-punc) *(ALPHA / DIGIT / simple-punc) simple-punc = "-" / "." / "/" / "_" / ":" / "*" / "+" / "=" hexadecimal = [decimal] "#" *whitespace *hexadecimals "#" hexadecimals = 2(HEXDIG *whitespace) base-64 = [decimal] "|" *whitespace *base-64-chars [base-64-end] "|" base-64-chars = 4(base-64-char *whitespace) base-64-char = ALPHA / DIGIT / "+" / "/" base-64-end = base-64-chars / 3(base-64-char *whitespace) ["=" *whitespace] / 2(base-64-char *whitespace) *2("=" *whitespace) 7.2. ABNF for canonical c-sexp = c-string / ("(" *c-sexp ")") c-string = [ "[" verbatim "]" ] verbatim Rivest & Eastlake Expires 8 May 2025 [Page 16] Internet-Draft SPKI S-Expressions November 2024 7.3. ABNF for basic transport b-sexp = c-sexp / b-base-64 b-base-64 = "{" *whitespace *base-64-chars base-64-end "}" ; encodes a c-sexp, which has a minimum ; length of 2 8. Restricted S-expressions This document has described S-expressions in general form. Applications may wish to restrict their use of S-expressions in various ways as well as to specify a different default display-hint. Here are some possible restrictions that might be considered: * no advanced representations (only canonical and basic) * no display-hints * no lengths on hexadecimal, quoted-strings, or base-64 encodings * no empty lists * no empty octet-strings * no lists having another list as its first element * no base-64 or hexadecimal encodings * fixed limits on the size of octet-strings As provided in Section 6, conformant implementations will support canonical and basic representation but support for advanced representation is not generally required. Thus advanced representation can only be used in applications which mandate its support or where a capability discovery mechanism indicates support. 9. In-memory representations For processing, the S-expression would typically be parsed and represented in memory in a way that is more amenable to efficient processing. This document suggests two alternatives: * "list-structure" * "array-layout" Rivest & Eastlake Expires 8 May 2025 [Page 17] Internet-Draft SPKI S-Expressions November 2024 These are only sketched here, as they are only suggestive. The [SexpCode] code illustrates these styles in more detail. 9.1. List-structure memory representation Here there are separate records for simple-strings, strings, and lists or list nodes. An S-expression of the form ("abc" "de") could be encoded as two records for the simple-strings, two for the strings, and two for the list elements, where a record is a relatively small block of memory and, except for simple-string, might have pointers in it to other records. This is a fairly conventional representation as discussed in Section 4 of [LISP2]. 9.2. Array-layout memory representation Here each S-expression is represented as a contiguous array of octets. The first octet codes the "type" of the S-expression: 01 octet-string 02 octet-string with display-hint 03 beginning of list (and 00 is used for "end of list") Each of the three types is immediately followed by a k-octet integer indicating the size (in octets) of the following representation. Here k is an integer that depends on the implementation, it might be anywhere from 2 to 8, but would be fixed for a given implementation; it determines the size of the objects that can be handled. The transport and canonical representations are independent of the choice of k made by the implementation. Although the lengths of lists are not given in the usual S-expression notations, it is easy to fill them in when parsing; when you reach a right-parenthesis you know how long the list representation was, and where to go back to fill in the missing length. 9.2.1. Octet-string This is represented as follows: 01 For example (here k = 2) 01 0003 a b c Rivest & Eastlake Expires 8 May 2025 [Page 18] Internet-Draft SPKI S-Expressions November 2024 9.2.2. Octet-string with display-hint This is represented as follows: 02 01 /* for display-type */ 01 /* for octet-string */ For example, the S-expression [gif] #61626364# would be represented as (with k = 2) 02 000d 01 0003 g i f 01 0004 61 62 63 64 9.2.3. List This is represented as 03 ... 00 For example, the list (abc [d]ef (g)) is represented in memory as (with k = 2) 03 001b 01 0003 a b c 02 0009 01 0001 d 01 0002 e f 03 0005 01 0001 g 00 00 10. Security Considerations As a pure data representation format, there are few security considerations to S-expressions. A canonical form is required for the consistent creation and verification of digital signatures. This is provided in Section 6.2. Rivest & Eastlake Expires 8 May 2025 [Page 19] Internet-Draft SPKI S-Expressions November 2024 The default display-hint (see Section 4.6) can be specified for an application. Note that if S-expressions containing untyped octet- strings represented for that application are processed by a different application, those untyped octet-string may be treated as if they had a different display-hint. 11. IANA Considerations This document requires no IANA actions. 12. Normative References [C] Kernighan, B. and D. Ritchie, "The C Programming Language", ISBN 0-13-110370-9, 1988. [RFC0020] Cerf, V., "ASCII format for network interchange", STD 80, RFC 20, DOI 10.17487/RFC0020, October 1969, . [RFC2119] Bradner, S., "Key words for use in RFCs to Indicate Requirement Levels", BCP 14, RFC 2119, DOI 10.17487/RFC2119, March 1997, . [RFC4648] Josefsson, S., "The Base16, Base32, and Base64 Data Encodings", RFC 4648, DOI 10.17487/RFC4648, October 2006, . [RFC5234] Crocker, D., Ed. and P. Overell, "Augmented BNF for Syntax Specifications: ABNF", STD 68, RFC 5234, DOI 10.17487/RFC5234, January 2008, . [RFC8174] Leiba, B., "Ambiguity of Uppercase vs Lowercase in RFC 2119 Key Words", BCP 14, RFC 8174, DOI 10.17487/RFC8174, May 2017, . 13. Informative References [BERN] Bernstein, D., "Netstrings", Work in progress, 1 February 1997, . [CANON] Wikipedia, "Canonical S-expressions", . Grinberg, R., "Csexp - Canonical S-expressions", 24 March 2023, . Rivest & Eastlake Expires 8 May 2025 [Page 20] Internet-Draft SPKI S-Expressions November 2024 [CDDLfreezer] Bormann, C., "A feature freezer for the Concise Data Definition Language (CDDL)", work in progress, 12 September 2023, . [formal] Petit-Huguenin, M., "A Formalization of Symbolic Expressions", work in progress, 24 May 2024, . [GnuPG] Free Software Foundation, Inc., "The GNU Privacy Guard", . [Inferno] Uriel, "Inferno S-expressions", . [Libgcrypt] GnuPG, "The Libgcrypt Library", Libgcrypt version 1.10.2, 6 April 2023, . [LISP] Levin, M. and J. McCarthy, "LISP 1.5 Programmer's Manual", ISBN-13 978-0-262-12011-0, ISBN-10 0262130114, 15 August 1962. [LISP2] McCarthy, J., "Recursive Functions of Symbolic Expressions and Their Computation by Machine, Part I", April 1960, . [RFC2046] Freed, N. and N. Borenstein, "Multipurpose Internet Mail Extensions (MIME) Part Two: Media Types", RFC 2046, DOI 10.17487/RFC2046, November 1996, . [RFC2692] Ellison, C., "SPKI Requirements", RFC 2692, DOI 10.17487/RFC2692, September 1999, . [RFC2693] Ellison, C., Frantz, B., Lampson, B., Rivest, R., Thomas, B., and T. Ylonen, "SPKI Certificate Theory", RFC 2693, DOI 10.17487/RFC2693, September 1999, . [RFC3259] Ott, J., Perkins, C., and D. Kutscher, "A Message Bus for Local Coordination", RFC 3259, DOI 10.17487/RFC3259, April 2002, . Rivest & Eastlake Expires 8 May 2025 [Page 21] Internet-Draft SPKI S-Expressions November 2024 [RFC3275] Eastlake 3rd, D., Reagle, J., and D. Solo, "(Extensible Markup Language) XML-Signature Syntax and Processing", RFC 3275, DOI 10.17487/RFC3275, March 2002, . [RFC7159] Bray, T., Ed., "The JavaScript Object Notation (JSON) Data Interchange Format", RFC 7159, DOI 10.17487/RFC7159, March 2014, . [RFC8949] Bormann, C. and P. Hoffman, "Concise Binary Object Representation (CBOR)", STD 94, RFC 8949, DOI 10.17487/RFC8949, December 2020, . [Ribose] Ribose Group Inc., "Open-source projects for developers and designers", 13 April 2023, . [RNPGP_SEXPP] RNP, R., "S-Expressions parser and generator library in C++ (SEXP in C++)", version 0.8.7, 28 June 2023, . [SDSI] Rivest, R. and B. Lampson, "A Simple Distributed Security Architecture", working document, SDSI version 1.1, 2 October 1996, . [SexpCode] Malkiewicz, J., "SEXP---(S-expressions)", 10 June 2015, . [SEXPP] Davis, R., "SexpProcessor", 10 June 2015, . [SFEXP] Sottile, M., "Small Fast X-Expression Library", 24 March 2023, . [SPKI] Rivest, R., "SPKI/SDSI 2.0 A Simple Distributed Security Infrastructure", . [XML] Bray, T., Paoli, J., Sperberg-McQueen, C.M., Maler, E., and F. Yergeau, "Extensible Markup Language (XML) 1.0", 26 November 2008, . Rivest & Eastlake Expires 8 May 2025 [Page 22] Internet-Draft SPKI S-Expressions November 2024 Appendix A. Implementations At this time there are multiple implementations, many open source, available that are intended to read and parse some or all of the various S-expression formats specified here. In particular, see the following likely incomplete list: * Project GNU's [Libgcrypt]. * Ribose's RNP [RNPGP_SEXPP] in C++. * Github project of J. P. Malkiewicz [SexpCode] in C. * The Inferno implementation [Inferno]. * Small Fast X-Expression Library [SFEXP]. * S-expression Processor [SEXPP] in Ruby. * Canonical S-expressions [CANON] (OCAML). Appendix B. Change History RFC Editor Note: Please delete this section before publication. B.1. -00 Changes This sub-section summarizes significant changes between the original 1997 -00 version of this document and the 2023 -00 version submitted to the IETF. 1. Convert to XML v3. 2. Update Ron Rivest author information and, with his permission, add Donald Eastlake as an author. 3. Add minimal "IANA Considerations" and "Security Considerations" sections. 4. Since implementation requirements terminology is used, add the usual paragraph about it as a sub-section of Section 1 and add references to [RFC2119] and [RFC8174]. 5. Divide references into Normative and Informational and update base-64 reference to be to [RFC4648]. 6. Add a couple of sentences to the "Historical note" section about the history of -00 versions of the draft. Rivest & Eastlake Expires 8 May 2025 [Page 23] Internet-Draft SPKI S-Expressions November 2024 B.2. Changes from -00 to -01 1. Fix glitches and errors in the BNF. 2. Add Acknowledgements section to list Marc Petit-Huguenin (who provided BNF improvements) and John Klensin. 3. Update code references in Appendix A and add to Informative References section. Note: The code in the Malkiewicz github repository may be the code that was originally at http://theory.lcs.mit.edu/~rivest/sexp.html 4. Add this Change History Appendix. 5. Move "Historical Notes" which were formerly a separate section at the end of the document up to be a sub-section of Section 1. 6. Add references to [LISP], [RFC2692], and [RFC2693]. 7. Add simple security considerations. 8. Minor editorial fixes/improvements. B.3. Changes from -01 to -02 1. Change default MIME Type in Section 4.6 to have charset=utf-8 [RFC4648]. 2. Change BNF to ABNF and add reference to [RFC5234]. 3. Move Marc Petit-Huguenin to a Contributors section for his work on the ABNF. B.4. Changes from -02 to -03 1. Add current S-expression usage Section 1.2. 2. Add the white book [C] as a reference. 3. Add reference to the Ribose RNP code [RNPGP_SEXPP]. 4. Minor editorial improvements. B.5. Changes from -03 to -04 Trivial keep-alive update. Rivest & Eastlake Expires 8 May 2025 [Page 24] Internet-Draft SPKI S-Expressions November 2024 B.6. Changes from -04 to -05 1. Add reference to [Inferno] implementation. 2. Eliminate remaining references to being a "proposal". 3. Emphasize that a particular application can specify a different default display-hint. 4. Add reference to [RFC0020] for ASCII. 5. Minor editorial improvements. B.7. Changes from -05 to -06 1. Move implementations list to Appendix A. Add numerous implementations. 2. Change default display-hint to "application/octet-stream". 3. Expand Abstract and include most of Abstract in the Introduction. 4. Use different tokens for the top-level rule in the three ABNF encodings so that the rules would not collide if all were used. Fix ABNF for "printable". 5. Add an illustration of list-structure memory representation. 6. Editorial improvements. B.8. Changes from -06 to -07 1. Re-order some top-level sections. 2. Replace "list-structure" memory figure with explanation and [LISP2] reference. 3. Re-organize ABNF to give full ABNF for advanced transport first and then mostly derive canonical and basic from advanced. 4. Correct reference to [RFC5234] to be to Appendix B.1, not Appendix A. 5. Attempt to clarify the difference between canonicalization and equality. 6. Add the explicit Section 6.1 on base-64 representation of S-expressions. Rivest & Eastlake Expires 8 May 2025 [Page 25] Internet-Draft SPKI S-Expressions November 2024 7. Globally hyphenate "octet-string" and "display-hint", generally replace "byte" with "octet". 8. Add some more examples here and there. 9. Fix typos. Other editorial improvements. B.9. Changes from -07 to -08 1. A variety of minor fixes and more precise wording. 2. Give exact circumstances under which a space is needed to separate successive octet-string representations in a list. 3. Additional editorial improvements. B.10. Changes from -08 to -09 1. Add mention of and reference to [formal]. 2. Add mention in the text that whitespace can appear just after the opening curly brace and before just before the closing curly brace of base-64 encoding (the ABNF was correct). 3. Minor editorial improvements. B.11. Changes from -09 to -10 1. Revert default display hint to more closely follow the original SPKI S-expressions. 2. Editorial improvements. B.12. Changes from -10 to -12 Minor ABNF fixes and editorial changes. Acknowledgements Special thanks to Daniel K. Gillmore for his extensive comments. The comments and suggestions of the following are gratefully acknowledged: John Klensin and Caleb Malchik. Rivest & Eastlake Expires 8 May 2025 [Page 26] Internet-Draft SPKI S-Expressions November 2024 Contributors Special thanks to Marc Petit-Huguenin, particularly for his extensive work and advice on the ABNF and on locating and fixing unclear parts of earlier versions of this document: Marc Petit-Huguenin Impedance Mismatch LLC Email: marc@petit-huguenin.org Authors' Addresses Ronald L. Rivest MIT CSAIL 32 Vassar Street, Room 32-G692 Cambridge, Massachusetts 02139 United States of America Email: rivest@mit.edu URI: https://www.csail.mit.edu/person/ronald-l-rivest Donald E. Eastlake 3rd Independent 2386 Panoramic Circle Apopka, Florida 32703 United States of America Phone: +1-508-333-2270 Email: d3e3e3@gmail.com Rivest & Eastlake Expires 8 May 2025 [Page 27]